Securities for Junior Lawyers & Legal Support Staff 2011


Course Date: February 25, 2011

Welcome and Introduction

Geoffrey M. Sherrott — Edwards, Kenny & Bray LLP, Vancouver

Financial Statement Essentials

  • what you need to know about the changeover to IFRS
  • the most common financial statement and MD&A deficiencies and how to help your clients to avoid them
  • financial statement requirements for business combinations, with practical examples

Alan Mayede, CA — Senior Securities Analyst, Corporate Finance, British Columbia Securities Commission, Vancouver
Larissa M. Streu — Senior Legal Counsel, Corporate Finance, British Columbia Securities Commission, Vancouver

Drafting Securities Documents

  • what the “plain” in “true, true and plain disclosure” means
  • tips to help you create documents everyone will want to use as precedents
  • traps to avoid when drafting

Geoffrey M. Sherrott — Edwards, Kenny & Bray LLP, Vancouver

Networking Break

Corporate Governance: The Framework

Michael L. Lee — Lawson Lundell LLP, Vancouver

Corporate Governance: Best Practices

  • beyond the audit committee—compensation committee? nominating committee? governance committee?
  • written board mandates
  • code of business conduct and ethics

Katherine H. Tang — Boughton Law Corporation, Vancouver
Robert F. White — Boughton Law Corporation, Vancouver

Lunch (on your own)

Due Diligence

  • the due diligence process
  • public and private company review
  • non-corporate due diligence and foreign jurisdictions

Warren Beil — Pathway Capital Ltd., Vancouver

Networking Break

Plans of Arrangement

  • overview of key concepts and documents
  • tips and tricks for staying organized

Lucy H. Schilling — DuMoulin Black LLP, Vancouver

TSX/V Filings: Filing Tips and Helpful Hints

  • private placements
  • stock option plans
  • other TSX/V common filings

Zafar Khan — Policy Counsel, Listed Issuer Services, TSX Venture Exchange, Vancouver


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