Securities for Junior Lawyers & Legal Support Staff 2011
Course Date: February 25, 2011
Course Date: February 25, 2011
Welcome and Introduction
Geoffrey M. Sherrott — Edwards, Kenny & Bray LLP, Vancouver
Financial Statement Essentials
- what you need to know about the changeover to IFRS
- the most common financial statement and MD&A deficiencies and how to help your clients to avoid them
- financial statement requirements for business combinations, with practical examples
Alan Mayede, CA — Senior Securities Analyst, Corporate Finance, British Columbia Securities Commission, Vancouver
Larissa M. Streu — Senior Legal Counsel, Corporate Finance, British Columbia Securities Commission, Vancouver
Drafting Securities Documents
- what the “plain” in “true, true and plain disclosure” means
- tips to help you create documents everyone will want to use as precedents
- traps to avoid when drafting
Geoffrey M. Sherrott — Edwards, Kenny & Bray LLP, Vancouver
Networking Break
Corporate Governance: The Framework
Michael L. Lee — Lawson Lundell LLP, Vancouver
Corporate Governance: Best Practices
- beyond the audit committee—compensation committee? nominating committee? governance committee?
- written board mandates
- code of business conduct and ethics
Katherine H. Tang — Boughton Law Corporation, Vancouver
Robert F. White — Boughton Law Corporation, Vancouver
Lunch (on your own)
Due Diligence
- the due diligence process
- public and private company review
- non-corporate due diligence and foreign jurisdictions
Warren Beil — Pathway Capital Ltd., Vancouver
Networking Break
Plans of Arrangement
- overview of key concepts and documents
- tips and tricks for staying organized
Lucy H. Schilling — DuMoulin Black LLP, Vancouver
TSX/V Filings: Filing Tips and Helpful Hints
- private placements
- stock option plans
- other TSX/V common filings
Zafar Khan — Policy Counsel, Listed Issuer Services, TSX Venture Exchange, Vancouver