Securities Fundamentals 2012
Course Date: March 8, 2012
Course Date: March 8, 2012
Welcome and Introduction
Geoffrey M. Sherrott — Edwards, Kenny & Bray LLP, Vancouver
Corporate Law Primer
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it all begins with corporate law
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it's easier to do it right at the beginning than to try to fix it later
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sometimes securities law drives corporate law (and you need to know when)
Geoffrey M. Sherrott — Edwards, Kenny & Bray LLP, Vancouver
Securities Law Primer
- overview of the general legal framework and requirements
- the essential questions you should ask yourself at the start of every transaction
- a survival kit of practice points
Dwight D. Dee — Miller Thomson LLP, Vancouver
Networking Break
Exempt Distributions
- what are exempt distributions and why are they exempt?
- working with exempt distributions
- practical tips
Michael L. Lee — Lawson Lundell LLP, Vancouver
Prospectuses
- timetables and document checklist
- drafting tips
- working with the whole prospectus "team" and "other side"
Katherine H. Tang — Boughton Law Corporation, Vancouver
Robert F. White — Boughton Law Corporation, Vancouver
Lunch (on your own)
British Columbia Securities Commission
- the basics of dealing with the BCSC on prospectuses, rights offerings, and exemptive relief applications
- how passport applies to your filing
- tips for a smoother review process
Larissa M. Streu — Senior Legal Counsel, Corporate Finance, British Columbia Securities Commission, Vancouver
TSX Venture Exchange—Listing and Listing Requirements
- the role of the TSX
- TSXV policies and requirements—where to find them?
- methods of listing—initial public offerings, reverse takeovers, and qualifying transactions
- listing requirements—the basics of what you need to know
Zafar Khan — Policy Counsel, Listed Issuer Services, TSX Venture Exchange, Vancouver
Networking Break
Continuous Disclosure
- what’s new?
- National Instrument 51-102 Continuous Disclosure Obligations
- material changes
- best disclosure practices
Linda J. Hogg — McMillan LLP, Vancouver
Closing Questions and Comments