Advanced Securities 2017
Course Date: April 5, 2017
Total: 5h 36min
Course Date: April 5, 2017
Welcome and Introduction
Fred R. Pletcher — Borden Ladner Gervais LLP, Vancouver
Leo Raffin — McMillan LLP, Vancouver
Case Law Update
• key cases
• analysis and trends
• effects on practice
Fred R. Pletcher — Borden Ladner Gervais LLP, Vancouver
Leo Raffin — McMillan LLP, Vancouver
Regulatory Update
• personal information forms
• four character stock symbols
• TSX Venture Shareholder Approval Waivers
• TSX Venture Sponsorship Waivers
• rights offerings
• proxy season preparations: majority voting and advance notice policies, changes to share comp disclosure (RFC)
• shareholder approval for dilutive public company acquisition and the new takeover bid regime
• practice tips
Charlotte P. Bell — TSX Venture Exchange Inc., Vancouver
Rory S. Godinho — Miller Thomson LLP, Vancouver
Julie K. Shin — Director, Listed Issuer Services, Toronto Stock Exchange, Toronto
Break
Cease Trade Orders
• issuance to full revocation
• practical issues
Michael Moretto — Manager, Corporate, British Columbia Securities Commission, Vancouver
Lucy H. Schilling — DuMoulin Black Management Ltd., Vancouver
Lunch with Luncheon Speaker: CMRA Update
Rory S. Godinho — Miller Thomson LLP, Vancouver
What Have I Agreed To?: Navigating Common Contract Concepts
• the meaning of words:
o “reasonableness”
o “good faith”
o “sole discretion”
o “best efforts” vs. “reasonable efforts”
Michael M. Stephens — Fasken Martineau DuMoulin LLP, Vancouver
Shannon D. Webber — Alterra Power Corp., Vancouver
Acting for Companies in Unusual Industries: A Marijuana Sampler
• legal framework for medical marijuana
• pathway to legalization and regulation of recreational marijuana
• practice points
Desmond Balakrishnan — McMillan LLP, Vancouver
James Munro — McMillan LLP, Vancouver
Break
State of Oppression Actions and Derivative Actions for Public Companies in Canada
• how does compliance with corporate law interact with oppression?
• what remedies will a court order where oppression is found, particularly where a transaction or third parties are involved?
• what will a court consider in deciding whether to grant leave to commence a derivative action and how can a company take steps to avert leave?
• what is the current interplay between oppression and a derivative action?
Teresa Tomchak — Farris, Vaughan, Wills & Murphy LLP, Vancouver
Shareholder Activism
• activist playbook: attacks and dirty tricks your client can expect to suffer
• role of the media and communications in proxy fights
Alan Bayless, ICD.D — Longview Communications Inc., Vancouver
Bernhard J. Zinkhofer — McMillan LLP, Vancouver
Closing Questions and Comments
Contributor(s):