CLE-TV: Advanced Securities 2019 Series
Course Date: May 1, 2019
Total: 6h 16min
Course Date: May 1, 2019
May 1, 2019
Securities Case Law Update
- key cases
- analysis and trends
- effects on practice
Fred R. Pletcher — Borden Ladner Gervais LLP, Vancouver
Leo Raffin — McMillan LLP, Vancouver
May 15, 2019
Listing with the Canadian Securities Exchange (CSE)
- introduction to the Canadian Securities Exchange (CSE)
- pre-listing issues
- structuring the transaction
- the listing process
- post-listing obligations
- US companies and the OTC
Jamie Litchen — Cassels Brock & Blackwell LLP, Toronto
Daniel M. Miller — Dorsey & Whitney LLP, Vancouver
Anna Serin — Director, Listings Development – Vancouver, Canadian Securities Exchange, Vancouver
May 22, 2019
Takeover Bids
- key elements of the takeover bid process
- early warning system & bid integration rules
- insider trading rules and toehold acquisitions
- defensive tactics
- case study on Nevsun Resources Ltd.
Steven McKoen, QC — Blake, Cassels & Graydon LLP, Vancouver
Sarfaz Visram — Managing Director, Mergers & Acquisitions, BMO Capital Markets, Toronto
May 29, 2019
Shortselling Reports
- short seller's strategy
- responding to an attack
- legal paths
- case studies, including Asanko Gold Inc., Silvercorp Metals Inc., Aphrial Inc., Shopify Inc., and more
Alan Bayless, ICD.D — Longview Communications Inc., Vancouver
Teresa Tomchak — Farris, Vaughan, Wills & Murphy LLP, Vancouver
June 12, 2019
Regulatory Update
- CSA updates, including cannabis, cryptocurrency, promotional activity, and coming national systems changes
- TSX/TSXV market update, cannabis sector, and crytocurrency sector updates
- TSX/TSXV personal information forms and promotional expenditures
David Babstock — Senior Manager, Listed Issuer Services, Toronto Stock Exchange, Vancouver
Charlotte P. Bell — Senior Policy Counsel, TMX Group, Vancouver
John Hinze — Director, Corporate Finance, BC Securities Commission, Vancouver
June 19, 2019
Political Risk Disclosure
Karen L.M. Carteri — Nathanson Schachter & Thompson LLP, Vancouver
Amandeep Sandhu — Zargar Lawyers + Business Strategists, Vancouver
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Slides: 2019 Case Law Update
Paper: 2019 Case Law Update
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